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- 2000
14
Dec
Pensions
18 Sept
To All Members
24
April
169 Complaint
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York Governors
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West Kent College
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York Principal
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29
January Havering
Principal
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Malcolm Wickes
Department for Education & Employment Sanctuary Buildings
Great Smith Street
Westminster
London
SW1P 3BT |
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29th
December 2000
Dear Mr Wickes,
Re: Pension Entitlements
and the Effect of Pension Regulations' since 1997
I wrote to you on the 14th
of December 2000 on the above matter and enclose a further copy for your convenience.
I informed you in that letter, that I believe I have entitlement under the terms
of my contract of employment, to an immediate pension without attendant loss as
a consequence of actuarial reduction. That is because I am aged over 50 and my
employment was terminated on the grounds of redundancy.
Since my communication of
the 14th December, I have had an opportunity to access and examine the Superannuation
Act 1972. The relevant section in relation to my concerns appears to be Section
24, entitled Compensation for Loss of Office, which deals with the Secretary of
State's powers to make regulations. The wording of the Act, following clause 3[c]
of this section reads as follows:
"Regulations having effect
from a date earlier than the date of their making, shall not place any individual
who is qualified to participate in the benefits for which the regulations provide,
in a worse position than he would have been in if the regulations were so framed
as to have effect from the date of their making."
I would be
grateful if when you provide me with an answer to the
question I put to you in my letter of 14th December
2000, you will clarify whether or not regulations that
flow from the Superannuation Act are void if the effect
is to retrospectively worsen earlier provisions.
Yours sincerely,
- David
Evans
- General
Secretary [LEAF]
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TO ALL MEMBERS OF LEAF
18 September 2000
Dear Member,
IMPORTANT NOTICE - Ralton
and Others -v- Havering College of Further and Higher Education
MESSAGE FROM THE GENERAL SECRETARY
On the 8th, 9th, and 12th
of February 2000, the Appeal of the above important TEST CASE will be heard. The
case will examine the lawfulness or otherwise of those college contracts of employment
that replaced the Silver Book.
We firmly believe that when
the evidence is properly considered, and the points of law raised in our Grounds
of Appeal are examined, a Judgement will be made in our favour. The evidence,
which will be re-presented, shall clearly and unequivocally show that the worsening
of lecturers terms and conditions was planned at least two years before colleges
were incorporated, and, that incorporation was the very hub of that plan. In other
words, a causal relationship will be demonstrated between the change of employer
[incorporation] and the worsening of lecturers' terms and conditions. The demonstration
of this connection is pivotal to the success of the case. At that juncture, the
employers' fate will be sealed.
The only hope the Colleges,
the AoC and the Government has, is that LEAF will be destroyed financially. The
only ground we hear from the employers' side, as a reason as to "why"
we will fail, is that "LEAF can't afford it". YOU MUST NOT LET THIS
HAPPEN.
LEAF began this action in
1994, when it became apparent that the terms and conditions of staff were to be
wilfully wrecked. We said then, and we say again now, the employment contracts
that obtain in further education today are unlawful. This is not a case of amateurs
playing the "barrack room lawyer". From the inception of this action,
we have been advised and guided by a very experienced City based firm of solicitors
whose practice focuses on employment law, and by leading counsel who is a noted
specialist in European law and a Fellow of King's College Cambridge.
We invite you to visit the
Documents Section of the LEAF web-site and examine carefully for yourself, the
Grounds for Appeal that were drafted by our Q.C. When you have done so, ask yourself
whether a leading Q.C. would prepare such a scathing response to the earlier decision
of the Employment Tribunal - which they will have to defend before a High Court
judge - if they did not firmly believe that this action could and should succeed.
We formed LEAF as professional
teachers, not because we are fanatics or dreamers, but hard headed realists with
families to support. We have taken a very long and hard road but we are not depressed
or disillusioned, because we know we are right. After six years we don't have
to prove our commitment to our colleagues and our profession. We are very proud
that we have created an independent and professional voice for lecturers' that
puts your interests and those of you family first. So do the honourable thing,
and support our action by actively encouraging your colleagues at your workplace
and elsewhere to join LEAF.
It is absolutely critical
to "our" success that you help to spread the word about LEAF's mammoth
efforts on behalf of lecturers. Only in this way will we be able to generate a
sound financial base to enable us to pursue the very important claims at hand,
and the legal actions regarding your pension rights and other matters that affect
you. Tell your colleagues about us, tell them to visit our web-site, and copy
and circulate the information you receive from us. You would be surprised how
many lecturers remain unaware of the action we were taking. Once they know what
we are doing, they tend to become members of the Union.
If you would like me to visit
your College, or any other convenient venue, to explain in detail the significance
of the legal action we are taking, I would be delighted to do so.
Make
arrangements for a visit now. I can be contacted by E-mail
at leafunion@hotmail.com or by Telephone on (01702) 589529.
Kind regards,
- David Evans
- General Secretary [LEAF]
Return
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- COMPLAINT
TO THE EUROPEAN COMMISSION:
-
- --ARTICLE
169 TREATY OF ROME--
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- Nature
of Complaint
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- Loss
of entitlements under the Directive 93/104/EEC, suffered
by lecturers employed by Further Education Corporations,
resulting from the failure of the United Kingdom Government
to transpose the Directive into national legislation
within the prescribed time limits.
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- The
Further Education sector in the United Kingdom is comprised
of more than 450 Further Education Corporations. These
in turn employ in excess of 100,000 workers. Many thousands
of lecturers are employed on term-time only contracts
and are paid only for the work they do. They have not
received their entitlement to a paid holiday, which
has been their right since the 23rd November 1996.
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- Other
lecturers on continuing contracts of employment are
paid for 38 weeks work each year. The remainder of the
year is time in which they are not required to work.
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- In
making this Complaint under the Treaty, I rely on Case
C-6/90 and Case C-9/90: Andrea Francovich v. Italy and
Danila Bonifici & Others v. Italy, in which the
Court ruled that:- A State is obliged to compensate
damage suffered by individuals resulting from failure
to implement directives.
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- Summary
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- a]
The United Kingdom Government was in default of its
obligations to transpose Directive 93/104/EEC into national
law within the prescribed time limits.
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- b]
Directive 93/104/EEC became automatically effective
on the 23rd November 1996.
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- c]
In the law of the European Union, directives have direct
effect in relation to employees of the State, or employees
of an emanation of the State.
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- d]
In the United Kingdom, Further Education Corporations
have been conceded to be emanations of the State. Directive
93/104/EEC therefore has direct effect.
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- e]
On the 5th of October 1992, a Consent Order was made
in the High Court of the United Kingdom to the effect
that European directives would have direct effect in
relation to Further Education Corporations.
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- f]
On the 15th October 1992, the Department of Education,
a Department of the United Kingdom Government, communicated
the High Court's ruling to all Further Education Corporations,
by a letter advising them of the position under European
law.
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- g]
In July 1999 in a national Employment Tribunal, it was
conceded that a Further Education Corporation is an
emanation of the State.
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- h]
Regardless of these concessions, the United Kingdom
Government has refused to accept that lecturers employed
by Further Education Corporations are employees of the
State, and that the entitlements of these workers under
Directive 93/104/EEC commenced from the 23rd of November
1996 when the Directive took automatic effect.
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- i]
As a citizen of a "member state" of the European Union,
I respectfully request that the Commission bring proceedings
against the United Kingdom in respect of damages for
loss of entitlements accruing to lecturers in Further
Education Corporations, from the 23rd November 1996.
All other national avenues for redress have now been
exhausted.
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- j]
I rely on Case C-6/90 and Case C-9/90: Andrea Francovich
v. Italy and Danila Bonifici & Others v. Italy,
in which the Court ruled that:- A State is obliged to
compensate damage suffered by individuals resulting
from failure to implement directives.
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-
- Background
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- On
the 15th October 1992, a letter from the Department
of Education was circulated to all Further Education
Corporations [England & Wales].
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- The
letter concerned the proposed transfer of employer from
Local Education Authority to Further Education Corporation,
pursuant to the Further & Higher Education Act [1992].
The letter made clear to the transferees that, Directive
77/187/EEC, would apply to the transfer and said the
Directive would have direct effect.
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- The
content of the letter instructing Further Education
Corporations of their status in Community law was stimulated
by a Judicial Review of the 5th of October 1992 brought
by the National Association of Teachers in Further &
Higher Education. The grounds for the Judicial Review
were that the Further & Higher Education Act (1992)
failed to comply with the United Kingdoms obligations
under the Acquired Rights Directive.
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- In
the light of the ruling in [Stichting -v- Bartol &
Others (1992)], the High Court agreed a Consent Order
containing the following declaration:- "That the provisions
of Directive 77/187/EEC, and in particular Articles
3(2) and 6 of that Directive, apply and have direct
effect in relation to the proposed transfer of Further
Education Institutions from Local Education Authorities
to Further Education Corporations pursuant to the Further
& Higher Education Act 1992" .
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- In
European law, directives can only have direct effect
in relation to employees of the State, or an emanation
of the State. All parties were therefore aware that,
following the transfer of employer on 1st of April 1993,
Further Education Corporations in England & Wales
would be construed as emanations of the State.
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- In
September 1994, a number of employees of Havering College
of Further & Higher Education complained to an Employment
Tribunal that their terms and conditions of employment
had been seriously degraded following the transfer of
employer.
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- They
claimed that the variation to their contracts was causally
connected to the transfer of their employment from Local
Authority to Further Education Corporation. Part of
their submission to the Employment Tribunal in this
case which is known as Ralton & Others -v- Havering
College, was that the College was an "emanation of the
State". These proceedings were "stayed" pending appeals
in other unrelated cases.
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- An
Employment Tribunal eventually heard Ralton-v- Havering
College, on various dates during the course of 1999.
At the Tribunal hearing, the employer's side conceded
that the College was an emanation of the State. This
concession is recorded in the Decision of the Employment
Tribunal.
Following
the concession in the Employment Tribunal, I wrote to
the Minister of State for Further & Higher Education.
My letter said that, as employees of an emanation of the
State, Further Education lecturers had been denied their
entitlements to paid holiday since the 23rd November 1996.
I also said that I hoped the Minister would use the powers
vested in her position to ensure that Further Education
Corporations complied with the law.
- The Minister's response
stated that, "the Department of Education & Employment
does not consider Colleges of Further Education to be
emanations of the State". The Department for Education
and Employment's construction of the legal realities
of the Further Education Corporation, has shown a clear
and uncompromising disregard for Community law.
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- i] The Department
has shown a flagrant disregard for the concession made
in the Employment Tribunal of Ralton & Others -v-
Havering College.
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- ii] The Department
has failed to acknowledge the effect of the High Court's
Consent Order of October 1992.
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- iii] The Department
has failed to acknowledge the letter sent to all Further
Education Corporations on the 15th October 1992 by it's
predecessor Department, the Department of Education.
The Commission will see from my correspondence with
the Minister of State that, even after the Working Time
Regulations were belatedly introduced into national
legislation, many thousands of lecturers did not and
still may not receive their entitlement to a paid holiday.
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- Other Practical
Steps Taken
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- In December 1996,
contiguous with Directive 93/104/EEC becoming automatically
effective, I wrote to principals of Further Education
Corporations across the United Kingdom and to the Association
of Colleges, the representative body for further education
employers. In my letter I stated my contention that
Further Education Corporations were emanations of the
State and that the entitlements applicable under the
Directive should take immediate effect.
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- The employers' response,
individually and collectively, was that Further Education
Corporations were not emanations of the State, and that
the Directive did not have direct effect. The employers
therefore categorically refused to acknowledge that
the Directive had direct legal effect for employees
of Further Education Corporations.
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- I wrote to the Principal
of Havering College of F&HE and to the Association
of Colleges on the matter outlined in this Complaint,
following the concession made in tribunal, that the
College is an emanation of the State. My claim that
lecturers employed in Further Education Corporations
are entitled to their rights under the Directive and
have been since the 23rd of November 1996, have simply
been rejected.
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- Having exhausted
all national avenues to remedy this injustice, I now
ask the Commission to bring proceedings against the
United Kingdom to remedy this matter.
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- I seek damages for
the loss of my rights and those of my colleagues employed
in Further Education Corporations, who have been denied
those rights as a consequence of the United Kingdom's
default in transposing Directive 93/104/EEC.
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- The United Kingdom's
continuing intransigence in the matter is further evidenced
by its failure to observe concessions that have been
made in the national courts.
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- I wish the Commission
to be clear that I want this matter to be dealt with
openly and therefore do not wish to reserve confidentiality.
I also reserve right of access to all communications
between the Commission and the United Kingdom on this
matter.
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- Signed: The Twenty-fourth
Day of April 2000
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- David Frederick
Evans
- General Secretary,
LEAF
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- Mr J. L. C. Pratt
- [Chair of Governors,
York College]
- The Lodge
- Lilling
- York
- YO6 1RR
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- 7th April 2000
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- Dear Chairman,
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- We refer to the
Further Education Funding Council Circular 99/30 regarding
Instruments and Articles of Government: Modifications.
We wish to confirm that the governors of York College
have passed a resolution adopting the modifications
to their articles of government at the first meeting
of the corporation on or after 1st August 1999 [Page
6, Paragraph 30].
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- It was also recommended
that all members be provided with a copy of the Modification
Order and Direction. As a matter of public record, we
would be obliged if you could forward a copy of the
minutes for the meeting that ratified those new articles
of government. At this same meeting of governors it
is stated (Paragraph 31) that the corporation must determine
the new Constitution of the Corporation by agreeing
the total membership, the categories of member to be
appointed, and the numbers of member in each category.
Could you please confirm this has been done?
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- We have taken steps
to ascertain whether the College has made any approaches
to North Yorkshire Council, or York City Council to
elicit appointments for local representation to the
College governing body. We can find no such evidence
and therefore ask you to confirm whether approaches
have been made. You will of course know that the College
is legally obligated to do so under Paragraph (18b),
and if approaches have been made, what time-scale can
we expect the implementation of the appointments? If
the prescribed steps have not been taken, to ensure
that the governing body is composed as is required by
law, then it is highly desirable that the governors
and the governing body re-examine their position(s)
in the light of their joint and several liabilities,
given recent events. This may mean reconvening a properly
constituted governing body and reviewing all policy
decisions taken since 1 August 1999.
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- Decisions taken
outside the newly defined legal constitution of the
governing body, could be regarded as questionable if
not unlawful, and could have serious implications for
the College, the governing body, and for individual
governors. This is particularly so where an attempt
is being made to rush through redundancies without consultation
with regional partners in post-16 education, and in
a case where a s.188 was issued without prior consultation
with the recognised trade unions. We further understand
that due to the hurried nature of this action, the College
has failed to conduct a detailed risk analysis. An itemised
costing of the dismissals has not been forthcoming.
Where compulsory staff dismissals will be challenged,
and compensation and damages sought, unconstitutional
acts could be interpreted to the detriment of those
responsible for establishing and agreeing policy.
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- The Government has
emphasised that FE governors have no protection under
the law for personal liability in the case of proven
financial mismanagement or other professional misconduct.
If governors have acted in good faith and there has
been unfortunate third party non-performance, e.g. the
bankruptcy of an external contractor or supplier, then
the circumstances would mitigate liability accordingly.
However, in a case where an attempt to circumvent clear
and applicable Government legislation can be identified,
then the liability of governors may be called into question.
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- Apart for the claims
that may yet be forthcoming under European law, colleges
already have unfulfilled legal obligations as emanations
of the State; see the concession made in Ralton &
Others -v- Havering College and the implications of
that concession for effect of Directive 93/104/EC. Further,
a favourable decision in the above proceedings will
inevitably lead to substantial claims for breach of
contract. You should be left in no doubt that LEAF will
pursue such claims vigorously.
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- We are sure that
you must have considered that the College and its policy
makers may also find they come under scrutiny from their
local and regional partners. It seems to us that this
could arise from the College's performance of its contractual
obligations to provide complementary post-16 education.
The degrading of the academic establishment qualified
to provide this level of education, it would seem to
us, could be a core issue of contention.
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- We are certain that
you will be aware that students at South Thames College
have been granted Legal Aid to pursue a case against
that institution. The information available to us suggests
that the action is related to alleged non-performance
in the delivery of course content, and the apparently
poorly perceived value of the qualifications in employers
eyes and an alleged lack of substantive skills present
in the curriculum. Lack of tutor supervision is cited
as a continuing problem. These examples illustrate the
changing perceptions active in the environment in which
our members work, and clearly demonstrate that full
legal and financial redress will be sought by all parties,
to restore a sense of equilibrium in a profession that
is a fundamental cornerstone of society's future survival
and development.
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- Yours faithfully,
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- David
Evans
- General
Secretary LEAF
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- c.c. Rt. Hon. David
Blunkett M.P.
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- Hugh Bayley M.P.
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- John Cryer M.P.
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- Phil Willis M.P.
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- Governors of York
College
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- York LEAF membership
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- Representatives
and lecturers
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- A. J. Hows and Associates
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- Return
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- G. Hollands
- Chief Executive
- West Kent College
- Brook Street
- Tonbridge
- Kent
- TN9 2PW
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- BY FAX & POST
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- 30th March 2000
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- Dear Mr Hollands,
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- Your Proposal
to Transfer Silver Book Contract Staff to New Contract
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- LEAF represents
a growing number of lecturers at West Kent College,
and lecturers in more than one hundred colleges across
the sector. We have copies of your correspondence relating
to your proposals to cause Silver Book staff to sign
a new College contract, and a sample copy of that contract.
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- In your communications
to affected staff, you say that you intend the new contract
to take effect from the 1st April 2000, and have asked
those staff to sign and return a copy of the contract
to your personnel department by the 3rd of April. In
effect, you are asking these lecturers to consent to
the variation to their terms and conditions under the
threat of dismissal. You will no doubt be aware that
the right to notice of these staff, under the terms
of the Silver Book national collective agreement, which
is incorporated into their individual contracts, is
set out in Section 5 of that document. Sub-section 5.2
quite clearly states that a lecturer is entitled to
not less than four calendar months notice of termination,
before the end of the Summer Term.
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- With regard to the
reasons you have put forward for transferring staff
to the new contract, we do not accept the grounds you
have advanced as being either sufficient or valid. We
are aware that the reasons you have put forward are,
in a number of respects, congruent with those advanced
by the employers in the Employment Tribunal case of
Dorney & Others -v- Chippenham College [1995]. The
Chippenham case was considered to have no relevance
to the substantive issues underpinning the variation
of lecturers' terms and conditions in the important
test case of Ralton & Others -v- Havering College
[1999]. That decision is imminent.
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- We wish to make
it clear that we will challenge, at law, any dismissals
of our members that are made for the reasons you have
given, and very much hope it will be unnecessary for
us to take this course of action. We would, however,
like the opportunity to meet with you to discuss our
concerns. We look forward to hearing from you.
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- Yours sincerely,
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- David Robinson
- National Officer,
LEAF
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- The Principal
- York College
- Tadcaster Road
- York YO24 1UA
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- 6 March 2000
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- Dear Principal,
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- I write in response
to your letter of 7th February 2000, entitled "Redundancy
Consultation". In my capacity as National Council member
of LEAF, which has a number of members whose jobs are
threatened by your proposals, I wish you to know our
views, and the action we propose to take in response
to your proposals.
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- At a meeting of
LEAF members at this site, held on 17th February, a
resolution relating to recent events was discussed and
unanimously agreed ----that the fellowship propose a
vote of no confidence in the Principal, Management and
Governors of this college.
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- With regard to your
notice of proposed redundancies, under Section 188 of
the Trade Union and Labour Relations (consolidation)
Act 1992, we do not accept your reasons for the proposed
redundancies, identified in paragraph 1.1 and 1.2, as
being either sufficient or valid. In brief, our explanation
is as follows:
-
-
- (A) Cost Savings
of £600,000 to be Achieved In Part by Staffing
Redundancies:
- ......The Wrong
Approach
-
- At the most conservative
calculation, i.e. those which might support your calculations,
the staffing reductions you propose would result in
a surplus of £1 million after one year. If your
proposal is really to achieve a "balanced budget" (your
words), then we propose a revised cost saving plan which
will achieve a balanced budget, with an acceptable surplus,
over the next three years. A detailed alternative will
be proposed.
-
-
- (B) Wasteful and
Unnecessary Expenditure Must be Curtailed:
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- We consider that
the "overspending" is a product of management miscalculation.
There is clear and substantial evidence of excessive
expenditure which could be curtailed in a better climate
of cost control:
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- i) Senior staff
perks, cars and refurbishments etc.
-
- ii) Expenditure
on external consultants when the skills utilised exist
in the institution.
-
- iii) Poor spending
decisions in the area of publicity etc.
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- iv) Lack of effective
cost control and accounting measures throughout the
organisation.
-
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- (C) Redundancies
Are Inappropriate in the Light of Recently Announced
New Settlements for FEFC Funded Work.
-
- In the context of
the proposed expansion of work available in the sector,
retrenchment of the kind you are proposing would not
only be inappropriate, but could be positively harmful
to the medium term security of the College. Briefly,
the Minister has, in the past few weeks, announced additional
funds which are to be made available for funded work
as set out below.
-
- i) FTE 16-19 Students
- and additional £57 million (2000-2001)
-
- £60 million
--(2001-2002)
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- ii) FTE (over 19)
students --an additional £112 million (2000-2001)
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- £180 million
--(2001-2002)
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- iii) Capital and
IT Projects - £95 million - (2000-2001)
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- £180 million
--2001-2002)
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- iv) Standards Fund
--£80 million - (2000-2001)
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- £160 million
--(2001-2002)
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- v) Support for Students
- This figure is to be expanded to £85 million
next year.
-
-
- It is certainly
the case that the Corporation was unaware of these extra
monies, when the decision was taken to embark on the
course of action you have notified. We should like to
review your proposals in this light for the following
reasons:
-
- a) The monies are
available to all colleges that bid for them under FEFC
guidelines.
-
- b) The monies which
are additional to existing commitments, require additional
staffing, since they are prefaced by increased teaching-based
activity.
-
- c) The funding would
require experienced teaching staff to deliver the work,
and support staff to bid for and administer the workload.
-
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- We would wish to
enter serious discussion with you in order to reach
agreement on how York College can access those additional
funds. It is our considered view that the kind of retrenchment
you are proposing would not leave the College in a position
to take advantage of this newly announced upturn in
funding, but may paradoxically leave the College vulnerable
to further downsizing. We would therefore like to put
forward proposals which will enable these new monies
to be bid for.
-
-
- (D) Rationalisation
of Land and Other Assets:
-
- We point out that
according to your own Annual Report, college land and
building assets are valued at over £26 million.
In light of the proposed industrial/commercial development
occurring as a by-product of the new Copmanthorpe/A64
slip road and the local land-fill site, there are opportunities
for profitably realising some gains from rationalising
real-estate by sale of assets and rebuilding within
a tighter campus boundary. This is particularly true
since the assimilation of the Sixth Form site.
-
- We understand there
have been proposals in the past to incorporate the Yorkcraft
site into the campus. If there are ongoing opportunities
for creative solutions already under discussion here
then we could support those.
-
- Despite your opinion
to the contrary, it appears the Sixth Form merger has
caused problems, one which you quoted, being falling
enrolment at that site in 1997-98. This was a predicted
outcome, due to parental anxiety for standards being
maintainable under the new regime.
-
- Future closure and
sale of this site could make considerable savings, and
allow targeted refurbishment, redevelopment, and redeployment
to occur centrally. We understand, however, that considerable
sums have already been spent on refurbishing personal
management accommodation at the Sixth Form.
-
- If there are problems
in realising capital assets as you suggest, inasmuch
that such funds could not be made legally available
for revenue shortfalls, then this still provides you
with the necessary credits to refurbish or add to capital
assets in areas that you say you cannot do at present,
as revenue is dedicated to staff salaries. By releasing
capital to support infrastructure investment, equipment
upgrading, and improvements to accommodation, you could
both satisfy statutory requirements AND release normal
revenue to maintain standards in educational provision.
-
-
- (E) Amortisation
of Budget Deficit
-
- We propose a three
or four-year financial plan to reduce deficits by a
combination of all of the above measures.
-
-
- (F) Recomposition
of Governing Body and the Restructuring of Directorate
(Senior Management Posts)
-
- We believe that
the measures necessary to both reduce the deficit and
restore the confidence of staff, students, business
clients and others will require a repositioning. This
is particularly relevant in light of the fact that the
college has not yet appointed governing representatives
from North Yorkshire County Council, York City Council,
or the regional TEC, which it has a statutory responsibility
to undertake. Unilateral decisions taken without this
representation have questionable validity, and college
governors, as we know from recent press coverage in
the 'Guardian', carry personal financial liability for
the outcome of their actions.
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- This letter constitutes
the basis of the response by the LEAF branch at York
College to what we consider to be an ill-judged proposal
to reduce the staff complement.
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- LEAF do not accept
that redundancies are called for and that the proposals
to substitute forty academically qualified or experienced
lecturers with thirty-three grey "instructor" level
grades in no way can be regarded as redundancy since
the workload will still be present ie: the work has
NOT disappeared.
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- During a recent
meeting with staff, the question was raised as to whether
you would go ahead with redundancies if there was no
apparent financial problem. You emphatically made the
point that redundancies would happen under any circumstances.
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- We understand this
to mean that you have prejudged the issue, that you
are not prepared to undertake any real consultations,
and that you are prepared to downgrade coursework standards
at any cost. It is about a questionable restructuring
undermining the financial foundation of the college.
We believe that degrading the level of student interaction
with professionally qualified and experienced people,
will cause a spiralling fall-off in recruitment, attendance,
retention and its concomitant funding, greater than
we have even yet endured.
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- However, we wish
to engage in constructive discussions in order to explain
our proposals in greater depth. When you and your colleagues
have had the opportunity to consider these outline proposals,
I would be pleased to make arrangements for our team
to meet with you to take the proposals forward.
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- If you are unwilling
to engage in constructive discussion on this matter,
it would be our intention to ask the Secretary of State
to intervene, using his powers to ensure that the range
of Post-16 provision remains available at York College.
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- Yours sincerely,
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- Jan Kaliciak
- Director of Communications,
LEAF
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- Copies to:
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- Chairman of the
Governors
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- DfEE
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- Hugh Bayley MP
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- John Cryer MP
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- Phil Willis MP
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- The
Principal
- Havering
College of Further and Higher Education
- 42
Ardleigh Green Road
- Hornchurch
- Essex
- RM11
2LL
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- 29th
January 2000
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- Dear
Principal,
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- The
Effects of the Working Time Directive - Employees of
Further Education Colleges
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- In
consequence of the admission of Counsel for the Association
of Colleges that Colleges of Further Education are emanations
of the State, I am writing to you regarding the effect
of the Working Time Directive upon the employment of
lecturers at Havering College. You may be aware, the
DfEE has publicly expressed an interest in examining
instances of any college's non-compliance with the requirements
to give employees their paid holiday entitlement, as
required by Directive 93/104/EEC and its domestic law
equivalent The Working Time Regulations, (TES FE Focus
28th January 2000).
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- Lecturers
employed on Silver Book contracts, like myself, were
employed on the terms and conditions of employment negotiated
by the National Joint Council for Lecturers in Further
Education in England and Wales. Their terms and conditions,
insofar as they relate to working time, are set out
in Section 8 of the NJC terms and conditions of employment
(the Silver Book). Insofar as they relate to annual
leave, the relevant terms are as follows:-
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- 1.
By virtue of Section 8.2, a lecturer may be required
to undertake college duties (on college premises) for
up to 38 weeks per annum. A lecturer may be required
to teach for up to 36 weeks per annum (Section 8.3).
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- 2.
A lecturer may not be required to work on a bank holiday
by virtue of Section 8.4.
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- 3.
Teaching duties may not be required for a continuous
period exceeding 14 weeks and they must be followed
by a break (from teaching duties) of at least two weeks
if continuous teaching is required for a period of between
9 and 14 weeks duration (Section 8.5).
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- 4.
Colleges must be closed for at least 7 consecutive days
at Christmas and at Easter; and,
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- 5.
Unless an agreement is made to the contrary, every lecturer
shall be entitled to not less than 6 weeks and preferably
7 weeks continuous holiday during the summer months
(Section 8.7).
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- It
is understood and accepted by all sides that these periods
do not reflect the total time that a lecturer may be
required to devote to his or her duties.
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- There
are other lecturers employed by the College on different
terms and conditions. Their contracts are of varying
duration. However, they share a common feature with
those employed on Silver Book terms; they are paid only
for the work they do and they do not receive paid holidays.
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- You
will be aware that the UK Government transposed the
Working Time Directive into domestic law on 1st October
1998, and that the effect of this transposition is to
grant all employees with limited, (and in our case,
irrelevant exceptions), the right to four weeks paid
holiday per annum. You will also know that this right
was granted to Further Education colleges from the 23rd
of November 1996, by virtue of the direct effect of
the Directive against emanations of the State.
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- You
may not be aware of the judgment in (Gibson v East Riding
of Yorkshire Council (E.A.T 3rd February 1999)), in
which it was decided that four weeks paid holiday applied.
That is because it is not open to the State or an emanation
of the State, to rely upon an option it had not exercised.
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- It
is now incumbent upon you as Principal, to take immediate
action to ensure that lecturers in the employment of
the College receive their lawful right to four weeks
paid holiday.
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- We
believe that the consequences that flow from the Directive
for Further Education lecturers, since the 23rd November
1996, are as follows:
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- Express
provision must be made allowing lecturers to take annual
leave, with pay, of at least 4 weeks per annum free
from any obligation to perform any services for their
colleges;
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- The
exception allowed for in Section 8.7 for continuing
classes must be modified so that in every case whether
or not there is an agreement to the contrary, lecturers
must be allowed at least 4 weeks paid annual leave;
and
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- Lecturers
employed on term time only contracts must be allowed
paid annual leave pro rated by reference to their working
year.
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- It
is also our view that the appropriate deduction to make
from pay if a lecturer is engaged in industrial action
in the future needs to be revised. The guidance given
by the National Joint Council in 1991 was that the appropriate
reduction was one-one hundred and ninetieth of annual
salary for each day of industrial action.
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- This
figure is derived from the 38 week working year referred
to above. The National Joint Council's view was supported
by various Courts decisions, particularly a decision
of the District Judge in proceedings brought by six
lecturers against the London Borough of Bexley.
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- That
calculation does not reflect, however, the four weeks
annual leave with pay to which lecturers have been entitled
since 1996. The Association of Colleges earlier refutation
of this point, based on your calculation of losses caused
to colleges, will not be consistent with the entitlements
conveyed under the Directive which give entitlement
to paid leave as a legal right in the contract. The
correct fraction is one-two hundred and eighteenth of
annual salary for each day of industrial action.
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- It
will be clear to you that the implications of the new
reality are that employees are entitled to new statements
of their terms and conditions governing their employment.
It is also clear that many employees are entitled to
arrears of paid holiday as a result of the direct effect
of the Directive.
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- I
note with interest that the three days pay deducted
from my salary for January is calculated on a thirty-eight
week working year.
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- I
would appreciate it if you would contact me shortly
in order that we may discuss and agree a way in which
the College is made able to comply with their lawful
obligations. I must stress however, that I shall not
accept a refusal to acknowledge this claim, nor any
undue delay on acting on the contents of this letter.
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- Yours
faithfully,
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- David
Evans
- General
Secretary LEAF
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- copies
to:
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- Baroness
Blackstone
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- John
Cryer M.P.
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- Bruce
Picking
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- Stanley
Rose
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